Senior Compliance Analyst, Canada

About the Role

We are seeking a highly motivated Compliance Senior Analyst to join our team. This role will help maintain and continuously enhance our Canadian compliance program as the business grows in a fast-moving digital asset and securities environment.

You will partner closely with Compliance leadership and cross-functional teams to translate regulatory expectations into practical policies, controls, training and day-to-day operating practices. The ideal candidate brings a strong working knowledge of Canadian securities regulation, including the CSA National Instruments, CIRO rules and is comfortable working across product, technology, operations, finance and legal stakeholders.

Support the development, maintenance and execution of the Canadian compliance program in line with applicable CSA National Instruments, the firm’s Restricted Dealer and Marketplace registrations, and related exemptive relief.

Support for Crypto.com Canada’s CIRO membership, including reviewing and updating policies, procedures and controls against CIRO requirements.

Monitor regulatory developments and assess their impact on products, services, processes and customer onboarding.

Review and provide compliance guidance on product launches, product changes, digital asset offerings, custody, onboarding and operational workflows.

Draft, maintain and improve compliance policies, procedures, monitoring plans, registers and other program documentation.

Help design and deliver compliance training for employees and relevant business stakeholders.

Support the review and escalation of compliance incidents, complaints, material issues and regulatory concerns to the Chief Compliance Officer (CCO) and ultimate designated person (UDP) as appropriate.

Review marketing and customer-facing materials for regulatory alignment and appropriate disclosures.

Support registration management for the firm and individual representatives, including coordination of required filings and records.

Assist with regulatory examinations, meetings and information requests involving authorities such as the OSC, CIRO, FINTRAC and other applicable Canadian regulators.

Collaborate with Product, Technology, Operations, Finance, Legal, Risk and other stakeholders to identify practical solutions and ensure requirements are implemented effectively.

Support compliance monitoring, testing, issue tracking and reporting to senior management.

Help strengthen governance, documentation and audit trails so that the program remains operationally effective and inspection-ready.

Experience supporting regulatory exams, audits, remediation programs or regulator meetings.

Experience with compliance monitoring, complaints, marketing review, registration management or regulatory reporting.

Knowledge of FINTRAC, AML/CTF, sanctions, privacy or market integrity obligations applicable to Canadian digital asset businesses.

Relevant professional designation or legal/compliance qualification.

Knowledge of some OCC Banking regulations.